Join us at the 2026 Q4 Financial Forum, a premier 2 -day gathering designed for RIAs, broker-dealers, bank officers, and family office professionals navigating today’s rapidly evolving investment landscape.

With the theme “Navigating Risk. Enhancing Diligence. ​Building Resilient Portfolios." this forum brings together industry leaders, asset managers, and subject matter experts to explore best practices, emerging product structures, and innovative tools driving more resilient investment strategies.

Attendees will gain insights into:

• Robust due diligence frameworks across private equity, hedge funds, structured notes, and direct deals

• Risk oversight and internal controls within complex fund structures, including REITs, CLOs, and hybrid models

• Next-generation portfolio construction tools, from stress testing to AI-driven model portfolios

• Alternative investment access through democratized vehicles such as 40 Act funds, BDCs, and tokenized assets

• Thematic investing in a world of shifting client priorities

• Practice management strategies for tech adoption, rebalancing, and product shelf management

The agenda features keynotes, panel discussions, peer exchange sessions, and curated networking opportunities — all designed to help you deliver stronger client outcomes and stay ahead of market and regulatory changes.