Finlocity

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6 Steps to Compliance
History & Overview of Reg BI
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Maree Moscati

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Victoria Bach

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Evolution Financial Advisors

Jerry Bowyer

Chief Economist 

Vident Financial

Vince Micciche

CEO

LifeMark Securities 

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What's Finlocity?

Finlocity is a members-only online community serving +4000 financial services professionals. We provide

high-impact content and educational resources via solutions provider directory, live and on-demand webcasts featuring industry subject matter experts and thought leaders.

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THE MATERIAL PROVIDED ON THIS WEBSITE IS NOT INTENDED AS A RECOMMENDATION OR AS INVESTMENT ADVICE OF ANY KIND. SUCH MATERIAL IS NOT PROVIDED IN A FIDUCIARY CAPACITY,  MAY NOT BE RELIED UPON FOR OR IN CONNECTION WITH THE MAKING OF INVESTMENT DECISIONS,  AND DOES NOT CONSTITUTE A SOLICITATION OF AN OFFER TO BUY OR SELL SECURITIES.   ALL CONTENT HAS BEEN PROVIDED FOR INFORMATIONAL OR EDUCATIONAL PURPOSES ONLY AND IS NOT INTENDED TO BE AND SHOULD NOT 

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