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  • Network. Explore. Collaborate.

    Discover the Newest Trends in Broker/Dealer Operations, Management, and Compliance

    TBD
    October 22-24, 2025
    Pre-Register
    Sponsor Info
Overview
At The Forum
Testimonials
Contact Us
Overview

The 4th Annual Q4 BD Exec Forum

The 4th Q4 BD Exec Forum is an exclusive opportunity for senior Broker/Dealer Executives to network with peers and solution providers from leading investment institutions, insurance carriers, and FinTech companies.

During this 2 ½ day event, participants will engage in roundtable discussions, listen to thought-provoking keynote speakers, and take part in personalized, one-on-one meetings. The Forum also offers various networking opportunities, such as cocktail receptions and dinners.

Event Focus

Investments & 
​Platforms

Recruitment and M&A

Regulations & 
​Compliance

Back Office 
​Operations

Who Attends

  • Senior-level BD Executives
  • Technology Innovators
  • Asset Managers

Prior Engagements with Leading Independent Broker/Dealers

At The Forum

The Format

Leadership Keynotes

This is your opportunity to listen-in on leading industry executives, view new and emerging products & services, and find out what the best are doing to excel in this new era of financial services. General Session presentations of 30-minutes each.

Peer-to-Peer Executive Panels

Your opportunity to start a dialogue with top performers to accomplish your meeting objectives. Peer-to-Peer Panel Discussion sessions will last approx. 40-minutes each. 

RelationshipBuilder™events

Forums feature two RelationshipBuilder™ events to mingle with other attendees while enjoying great food & drink. Having fun together with new friends becomes the basis for new business relationships. 

PowerMatch™ Sessions

PowerMatch™ Sessions last approx. 20-minutes each and sponsors participate in multiple sessions. To help ensure that your meetings are as productive as possible—we’ll apply our unique iLike™ matching methodology to capture attendee interests and facilitate meaningful introductions. 

Learn more about Q4 Forums
Testimonials
Contact Us

For general inquiries:

Please reach out to contact@finlocity.com


For press-related inquiries:

Please reach out to contact@finlocity.com


For programming-related inquiries:

Please reach out to alan.giancaterino@finlocity.com


For sponsor/attendee-related inquiries:

Attendees/Delegates: ryan.metzler@finlocity.com

Sponsorship Opportunities: alan.giancaterino@finlocity.com or ryan.metzler@finlocity.com

Disclaimer: The Finlocity Q4 BD Exec Forum, website pages, and all associated content are solely intended for use by financial services professionals and accredited investors only. All other uses are prohibited without express written permission.