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    Omni Las Colinas, Irving, TX | May 24-26, 2023
Overview
At The Forum
Agenda
Speakers
Sponsors
Venue
Testimonials
FAQs
Overview

The Q4 Top RIA Forum

The Q4 Top RIA Forum offers an exceptional platform for prominent Registered Investment Advisors and Multi-Family Offices to interact with each other, alongside solution providers from innovative investment institutions and wealth technology companies. 

 

Over the course of 2.5 days, attendees can participate in engaging roundtable conversations, hear from inspiring keynote speakers, and enjoy personalized one-on-one meetings. The event also includes multiple networking opportunities, including two cocktail receptions. 

Trending Discussion Topics

  • Income-Generating Investment Strategies 
  • Risk Management Techniques 
  • Portfolio Diversification and Optimization 
  • Next-Generation Wealth Management Platforms 
  • New SEC Rules & Regulations and What they Mean for You
  • Alternative Investment Opportunities
  • Outsourcing & Third-Party Risk Management
  • M&A and Succession Planning in a High-Interest Rate Environment
  • Best practices for leveraging AI in Financial Services
  • And much more

Who Attends

Registered Investment Advisors

Multi-Family Offices

Asset Managers

WealthTech Providers

At The Forum

Leadership Keynotes

This is your opportunity to listen-in on leading industry executives, view new and emerging products & services, and find out what the best are doing to excel in this new era of financial services. General Session presentations of 30-minutes each. 

RelationshipBuilder events

Forums feature two RelationshipBuilder™ events to mingle with other attendees while enjoying great food & drink. Having fun together with new friends becomes the basis for new business relationships. 

Peer-to-Peer Executive Panels

Your opportunity to start a dialogue with top performers to accomplish your meeting objectives. Peer-to-Peer Panel Discussion sessions will last approx. 40-minutes each. 

PowerMatchSessions

PowerMatch™ Sessions last approx. 20- minutes each and sponsors participate in multiple sessions. To help ensure that your meetings are as productive as possible—we’ll apply our unique iLike™ matching methodology to capture attendee interests and facilitate meaningful introductions. 

Agenda
DAY I | Wednesday, May 24

1:00 PM - 5:00 PM

Arrival & Forum Check-in @ Omni Las Colinas                    

1:00 PM - 4:00 PM

User Group Meetings

3:00 PM - 5:00 PM

Hotel Check-In

6:00 PM - 7:30 PM

RelationshipBuilder™ Event 
Lakeside Welcome Reception

7:30 PM - 9:30 PM

Sponsor Hosted Dining
DAY 2 | Thursday, May 25

7:00 AM - 8:00 AM

Breakfast

8:00 AM - 8:15 AM

Finlocity Welcome
"Getting the Most Out of Your Forum Experience"

8:15 AM - 8:55 PM

General Session
“Finding Return – New Challenges Bring New Opportunities"

8:55 AM - 9:25 AM

General Session
“Making the Case for Alts in Today's Market"

9:30 PM - 10:15 AM

Breakout Session 
“Data Stewardship - Securing One of Your Most Valuable Assets"
 iLike PowerMatch™

10:30 AM - 11:15 AM

Breakout Session
“Managing the Shift in Investor Sentiment"
 iLike PowerMatch™

11:15 AM - 12:00 PM

Breakout Session  
"Reducing Taxes with Life Insurance"
 iLike PowerMatch™

12:00 PM - 1:00 PM

Lunch

1:00 PM - 1:45 PM

General Session / Keynote Speaker
"The Future of Digital Currencies"

Mark Yusko, CEO & Founder, Morgan Creek Capital Management

1:45 PM - 2:30PM

General Session

Peer-to-Peer Executive Panel 

"Overcoming Challenges to Growing Your RIA"


PANELISTS

Amy Flourry, Principal, Director of Operations, Rehmann Financial

Brian Leitner, Managing Director, Mariner Wealth Solutions

Kristen Oziemkowski, Chief Operating Officer, The Mather Group

Adam Sokolic, Chief Operating Officer, Hub Private Wealth

2:35 PM - 3:20 PM

Breakout Session
“The Future of Lower Middle Market Private Equity"
 iLike PowerMatch™

3:35 PM - 4:20 PM

Breakout Session 
“Best Practices for Designing Effective Client Experiences"
 iLike PowerMatch™

6:30 PM - 9:30 PM

RelationshipBuilder™ 

Dinner Event

DAY 3 | Friday, May 26

7:00 AM - 8:15 AM

Breakfast / Guest Speaker
"Account Transitions Done Right"

8:15 AM - 8:45 AM

General Session
“The Shift from Passive to Active Management"

8:45 AM - 9:30 AM

General Session / Keynote Speaker 

"Income-Generating Investment Strategies"

David Scranton, CEO & Founder, Sound Income Strategies

9:30 AM - 10:15 AM

Breakout Session 
“Building AUM with Fee-Only Annuities"
 iLike PowerMatch™

10:30 AM - 11:15 AM

Breakout Session 
“Oil & Gas...Where Will it Go Next?"
 iLike PowerMatch™

11:15 AM - 12:00 PM

General Session 

Peer-to-Peer Executive Panel

"The Future of Wealth Management"


PANELISTS

William "Rocky" Miskelly, Principal, Park Place Capital

Marguerita Cheng, Chief Executive Officer, Blue Ocean Wealth Management

Saumen Chattopadhyay, Chief Investment Officer, OneDigital Investment Advisors

Kirk Chisholm, Principal, Wealth Manager, Innovative Wealth

12:00 PM

General Session / Prize Drawings

Closing Comments

Speakers

Keynote Speakers

David Scranton

CEO & Founder

"Income-Generating Investment Strategies"

Growth stocks have garnered a sizeable position in many investors’ portfolios, especially over the last decade.   But are investors missing out by not paying more attention to income producing assets? 


Industry veteran, David Scranton, will address this question and many others as he speaks on the topic of Income-Generating Investment Strategies.  Learn how to put proven strategies to work for your clients!

Mark W. Yusko

Founder, CEO and Chief Investment Officer

"The Future of Digital Currencies"

Digital currency markets experienced lots of volatility in 2022 just like traditional markets.  High profile failures and rumors of foreign and domestic governments entering the digital currency arena have raised lots of questions about its future.  


Subject matter expert, Mark Yusko, helps make sense of it all and provides his insights on the Future of Digital Currencies.

Executive Panelists

Saumen Chattopadhyay

CIO

William Miskelly

Prinicpal

Marguerita Cheng

CEO

Kirk Chisholm

Principal

PORTFOLIO MANAGEMENT PANEL

Brian Leitner

MD- Advisor Operations

Kristen Oziemkowski

COO

Adam Sokolic

COO

Amy Flourry

Principal-Director of Operations

OPERATIONS PANEL

Sponsors

Sponsors

Ruby Sponsor

Booth

Emerald Sponsors

Booth
Booth
Booth
Coming Soon

Sapphire Sponsors

Coming Soon
Booth
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Booth
Coming Soon
Booth
Booth
Venue



Address

221 Las Colinas Blvd E

Irving, TX 75039

www.omnihotels.com/hotels/dallas-las-colinas


Testimonials

Testimonials

FAQs

FAQs

How much does it cost to attend?

The travel, lodging, meals, event & entertainment are complimentary for approved attendees. Please fill out the pre-reservation form to learn more about attending this exclusive event.

When is the Q4 Top RIA Forum?

May 24-26, 2023

May 24th - Registration/Cocktail Reception/Sponsor Dinners

May 25th - Keynote Presentations, Breakout Sessions, Powermatch Sessions, RelationshipBuilder Event

May 26th - Keynote Presentations, Breakout Sessions, Powermatch Sessions

When do I receive my personal agenda?

You will receive a personal agenda upon event registration at the hotel. 

Questions?

For general inquiries:

Please reach out to contact@finlocity.com


For press-related inquiries:

Please reach out to contact@finlocity.com


For programming-related inquiries:

Please reach out to alan.giancaterino@finlocity.com


For sponsor/attendee-related inquiries:

Please reach out to alan.giancaterino@finlocity.com or ryan.metzler@finlocity.com


Disclaimer: The Finlocity Q4 Top RIA Forum, Website pages, and all associated content are solely intended for use by financial services professionals and solution providers.  All other uses are prohibited without express written permission.