2nd annual Q4 Top RIA Forum
The Q4 Top RIA Forum will give Independent RIAs, Multi-Family Offices, and Aggregators the opportunity to meet and network with economists, analysts, solution providers, and leaders from the most innovative investment institutions. This exclusive gathering held in a relaxed, yet focused business environment will bring together RIAs to collaborate on key issues, originate ideas, and learn about the latest business development strategies.
Don’t miss this opportunity to stay abreast of beneficial innovations and techniques in Investment Management.
Trending Discussion Topics
- Behavioral Finance & Effective Client Engagement
- Income-Generating Investment Strategies
- Cryptocurrency as an Asset Class
- Ins and outs of Tax-Loss Harvesting
- Outsourcing & Third-Party Risk Management
- M&A and Succession Planning in a High-Interest Rate Environment
Who Attends
AGENDA - DAY I
Wednesday, May 24, 2023
1:00 PM - 5:00 PM
1:00 PM - 4:00 PM
User Group Meetings
4:00 PM - 5:00 PM
Understanding the New SEC/FINRA Continuing Education Requirements
3:00 PM - 5:00 PM
Hotel Check-In
6:00 PM - 7:30 PM
7:30 PM - 9:30 PM
Sponsor Hosted Dining
AGENDA - DAY II
Thursday, May 25, 2023
7:00 PM - 8:00 AM
Breakfast
8:00 AM - 8:15 AM
General Session
Finlocity Welcome
"Getting the Most Out of Your Forum Experience"
8:15 AM - 8:55 AM
8:55 AM - 9:25 AM
9:30 AM - 10:15 AM
10:15 AM - 10:30 AM
Refreshment Break
10:30 AM - 11:15 AM
11:15 AM - 12:00 PM
12:00 PM - 1:15 PM
Lunch
Keynote Speaker
"The Future of Digital Currencies"
Mark Yusko, CEO & Founder, Morgan Creek Capital Management
1:15 PM - 2:00 PM
General Session
Peer-to-Peer Executive Panel
"Overcoming Operational Challenges to Growing Your RIA."
PANELISTS
Amy Flourry, Principal, Director of Operations, Rehmann Financial
Brian Leitner, Managing Director, Mariner Wealth Solutions
Kristen Oziemkowski, Chief Operating Officer, The Mather Group
Adam Sokolic, Chief Operating Officer, Hub Private Wealth
2:00 PM - 2:30 PM
2:35 PM - 3:20 PM
3:20 PM - 3:35 PM
Refreshment Break
3:35 PM - 4:20 PM
6:30 PM - 9:30 PM
RelationshipBuilder™
Dinner Event
AGENDA - DAY III
Friday, May 26, 2023
7:00 AM - 8:15 AM
Breakfast
Guest Speaker
"Maintaining Compliance-How to Do It Without Wasting Time & Money"
8:15 AM - 8:55 AM
8:55 AM - 9:25 AM
9:30 AM - 10:15 AM
10:15 AM - 10:30 AM
Refreshment Break
10:30 AM - 11:15 AM
11:15 AM - 12:00 PM
12:00 PM - 1:15 PM
Lunch
Keynote Speaker
"Income-Generating Investment Strategies"
David Scranton, CEO & Founder, Sound Income Strategies
1:15 PM - 1:45 PM
1:45 PM - 2:15 PM
2:15 PM - 3:00 PM
General Session
Peer-to-Peer Executive Panel
"The Future of Portfolio Management"
PANELISTS
Lisa Russell, Chief Investment Officer, Peak Trust Company
William "Rocky" Miskelly, Principal, Park Place Capital
Marguerita Cheng, Chief Executive Officer, Blue Ocean Wealth Management
Saumen Chattopadhyay, Chief Investment Officer, OneDigital Investment Advisors
3:00 PM
General Session
Prize Drawings
Closing Comments
Keynote Speakers
David Scranton
CEO & Founder
"Income-Generating Investment Strategies"
Growth stocks have garnered a sizeable position in many investors’ portfolios, especially over the last decade. But are investors missing out by not paying more attention to income producing assets?
Industry veteran, David Scranton, will address this question and many others as he speaks on the topic of Income-Generating Investment Strategies. Learn how to put proven strategies to work for your clients!
Mark W. Yusko
Founder, CEO and Chief Investment Officer
"The Future of Digital Currencies"
Digital currency markets have experienced lots of volatility in 2022 just like traditional markets. High profile failures and rumors of foreign and domestic governments entering the digital currency arena have raised lots of questions about its future.
Subject matter expert, Mark Yusko, helps make sense of it all and provides his insights on the Future of Digital Currencies.
Executive Panelists
Lisa Russell
CIO
William Miskelly
Chairman
Marguerita Cheng
CEO
Saumen Chattopadhyay
CIO
PORTFOLIO MANAGEMENT PANEL
Brian Leitner
MD- Advisor Operations
Kristen Oziemkowski
COO
Adam Sokolic
COO
Amy Flourry
Principal-Director of Operations
OPERATIONS PANEL
Address
221 Las Colinas Blvd E
Irving, TX 75039
www.omnihotels.com/hotels/dallas-las-colinas
Testimonials
“The structure of your conference was very effective”
"Loved this event and appreciate the invitation. I look forward to hopefully participating in the Spring."
"I thought the format was great and very productive. The break-out sessions allowed us to focus on the vendors
that pertain directly to our line of business."
"Of all the conferences I have ever attended, this was the first one I actually: connected with attendees while there on
social media and sharing of contact information, proactively sent an email for more information to a solution provider while I
was still at the conference. That says alot for how it was run, the content, etc..."
“Thanks again for your conference---I am so glad I attended---I got to meet some great people and learn about their
practices and take home some thought-provoking ideas from your sponsors.”
“I’m enjoying the setup of the conference. I like having one on one time with the sponsors."
FAQs
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