Chief Executive Officer
RIA Compliance Technology
With more than 35 years of experience in the financial services industry, Blake has led strategic initiatives in compliance, operations, due diligence, marketing and technology at several of the largest independent broker-dealers and RIA firms in the country. Blake has held positions at various leading financial services firms, including Chief Compliance Officer and Chief Operating Officer which have united his passion for operations, compliance and technology.
While acting in the capacity as Chief Compliance Officer of several multi location and multi adviser firms, Blake developed technology to help keep duties on-track, collect and store required compliance data for advisers, and keep records organized and centralized.
This technology became a key technology and reason for founding RIA Compliance Technology. This technology solution coupled with his years of operations and compliance experience are now helping numerous firms to streamline their compliance programs.
Blake earned his MBA at Vanguard University in Southern California and his Bachelor of Arts degree in Finance from The Mihaylo College of Business and Economics at California State University, Fullerton.