November 17 & 18, 2021 | Login Opens: 10:45 AM | Program: 11 AM - 2 PM EDT

The 2nd Annual XCELLR8 Compliance & SupTech Online Summit provides an opportunity for financial practitioners and the firms that support them to conveniently watch presentations from subject matter experts providing valuable insights while showcasing exciting technology solutions designed for the evolving compliance landscape.  Learn proven strategies and best practices from industry peers during the Executive Panel Discussions. Don’t miss this opportunity to stay abreast of beneficial innovations and techniques. 

Register

WHO SHOULD ATTEND?

Home Office Executives

Broker/Dealers

Large RIAs

Insurers 

Wirehouses

11:00 AM

11:05 AM

11:35 AM

11:40AM

12:10 PM

12:15 PM

12:45 PM

12:50 PM

1:20 PM

1:25 PM

1:55 PM

2:00 PM

Summit Kick-Off 

Login Open

    Attendees Login to Main Session

Tech Stack Track

Succeeding with FinTech in a Complex Regulatory World"

5-Minute Intermission

Attendees Remain Online

eCommunications Track

"Complying with Electronic Communications Regulatory Requirements”

5-Minute Intermission

Attendees Remain Online

PEER-TO-PEER TRACK

"Has Reg BI Changed IBDs?"


Executive Panel

5-Minute Intermission

Attendees Remain Online

Advertising Review Track

“Automating Advertising Compliance”

5-Minute Intermission

Attendees Remain Online

ESG Disclosures Track

"ESG Disclosures... Once the Exception, Now the Norm”

Prize Drawing

Attendees Remain Online

Day 1 Summit Adjourns

THANKS FOR JOING US TODAY. 

SEE YOU TOMORROW!

Summit Day 2

Login Open

    Attendees Login to Main Session

Transitions Track

"The Future of Protocol"

5-Minute Intermission

Attendees Remain Online

AML Track

"Using Data to Fuel Risk Intelligence"

5-Minute Intermission

Attendees Remain Online

PEER-TO-PEER TRACK

“Can Tech Ensure 

Advisor Education?”


Executive Panel

5-Minute Intermission

Attendees Remain Online

Cyber Security Track

"Strengthening Your 

Firm’s Controls"

5-Minute Intermission

Attendees Remain Online

Risk Analytics Track

“Reg BI’s Impact on Risk 

Profiling Programs"

Prize Drawing 

Attendees Remain Online

Summit Adjourns

THANKS FOR JOING US TODAY. 

SEE YOU NEXT TIME!

Disclaimer: The Finlocity XCELLR8 Compliance & SupTech Summit, Website pages, and all associated content are solely intended for use by financial services professionals and solution providers.  All other uses are prohibited without express written permission.