Hilltop Securities Inc.
Clearing & Custody Solutions
★★★★★
5.0
Solution Areas
Contact Information
Kerry Kelly
Senior Vice President | Clearing Services Sales
Direct
(407) 426-9609
Work Mobile
(727) 616-2629
Email
kerry.kelly@hilltopsecurities.com
Address
Hilltop Securities Inc.
717 N Harwood St, Suite 3400
Dallas, TX 75201
HilltopSecurities, one of the nation’s largest Clearing & Custody providers, is committed to long-term partnerships that help you to grow your business and serve your clients.
Overview
Solutions
Resources
Overview
Provider Details
HilltopSecurities, one of the nation’s largest Clearing & Custody providers, is committed to long-term partnerships that help you to grow your business and serve your clients. We offer safekeeping, execution, operational and trade reporting interfaces for a wide range of investment products.
Solutions
Highlights
Retail & Wealth Management Firms
Broker/Dealers and Registered Investment Advisors need a Clearing solution tailored to their unique needs and objectives. HilltopSecurities understands the importance of customized, white-labeled solutions for your advisors and clients. Our online front-office and middle-office platforms, Momentum Advisor, provides you with a secure order entry function, access to your client account history & information, workflow engines, Accounting/payroll tools, Compliance and On-Demand Reporting tools — all through a robust single data source.
Through our partnership with Envestnet, HilltopSecurities provides RIA and Hybrid firms access to portfolio management and rebalancing capabilities, performance reporting, and billing services.
In addition to our in-house solutions and standard data extract files that are delivered via SFTP to your firm, Hilltop also integrates with dozens of trading platforms and third-party vendors that provide financial planning, payroll and compliance support to help your firm stay competitive and flexible.
We offer Cash Management solutions including a Bank Sweep Program that provides your clients with FDIC Coverage for up to $5 Million as well as multiple Money Market Fund sweep options.
Institutional Fixed Income & Equity Execution Firms
Whether your firm focuses on primary or secondary market trading, Fixed Income or Equity firms require not only an understanding of the relationship between your firm and your institutional counterparties, but also the importance of your ability to monitor operational accuracy and timely trade reporting.
We support trade clearance, settlement and regulatory reporting for many of the industry’s largest and best-known Fixed Income and Equity Execution Platforms. We also provide customized solutions for firms who utilize proprietary solutions through FIX and API Connectivity.
Middle-office tools provide your firm the ability to monitor Inventory positions, Street-side and Dealer-side trade comparison and settlement status at or near Real-time, as well as the ability to monitor TRACE reporting status all within one portal.
Resources
Resources & Documentation
Data Sheets
