• Explore Investing & Technology Trends

    Renaissance Tampa International Plaza Hotel
    Tampa, FL | October 25-27, 2023
At The Forum

The Q4 BD Exec Forum

The Q4 BD Exec Forum offers Broker/Dealer Executives the opportunity to meet with their peers and solution providers from innovative investment institutions and WealthTech companies. 

Over the course of 2.5 days, attendees can participate in engaging roundtable discussions, hear from inspiring keynote speakers, and enjoy personalized, one-on-one meetings. The event also includes multiple networking opportunities, including an opening night cocktail reception and sponsor hosted dine around and dinner at The Florida Aquarium featuring a reception aboard the Bay Spirit II on Tampa Bay on the 2nd night.

Trending Discussion Topics

  • Client Experience Enhancements
  • M&A with High Interest Rates
  • Cyber Security and Protective Measures
  • New Private Placement Regulations 
  • Client Retention
  • Next level WealthTech Solutions
  • Innovative Investment Products & Services
  • Life Insurance & Annuity Solutions.
  • AI in Financial Services
  • Digital Assets and SEC/FINRA Rules
  • Navigating Client Communication Regulations
  • Portfolio Diversification & Optimization

Who Attends

BD Home Office Execs

Technology Innovators

Investment Providers & 
Research Analysts

At The Forum

Leadership Keynotes

This is your opportunity to listen-in on leading industry executives, view new and emerging products & services, and find out what the best are doing to excel in this new era of financial services. General Session presentations of 30-minutes each. 

RelationshipBuilder events

Forums feature two RelationshipBuilder™ events to mingle with other attendees while enjoying great food & drink. Having fun together with new friends becomes the basis for new business relationships. 

Peer-to-Peer Executive Panels

Your opportunity to start a dialogue with top performers to accomplish your meeting objectives. Peer-to-Peer Panel Discussion sessions will last approx. 40-minutes each. 


PowerMatch™ Sessions last approx. 20- minutes each and sponsors participate in multiple sessions. To help ensure that your meetings are as productive as possible—we’ll apply our unique iLike™ matching methodology to capture attendee interests and facilitate meaningful introductions. 


Renaissance Tampa International Plaza Hotel


4200 Jim Walter Blvd

Tampa, Florida, 33607



How much does it cost to attend?

The travel, lodging, meals, event & entertainment are complimentary for approved attendees.  Please fill out the pre-reservation form to learn more about attending this exclusive event.

When do I receive my personal agenda?

You will receive a personal agenda upon event registration at the hotel. 


For general inquiries:

Please reach out to contact@finlocity.com

For press-related inquiries:

Please reach out to contact@finlocity.com

For programming-related inquiries:

Please reach out to alan.giancaterino@finlocity.com

For sponsor/attendee-related inquiries:

Please reach out to alan.giancaterino@finlocity.com or ryan.metzler@finlocity.com

Disclaimer: The Finlocity Q4 BD Exec Forum, Website pages, and all associated content are solely intended for use by financial services professionals and solution providers. 

All other uses are prohibited without express written permission.