Q4 BD Exec Forum Fall 2024
  • Network. Explore. Collaborate.
    See the Latest Technology, Insurance, & Investment Solutions

    Marriott Riverwalk

    San Antonio, TX

    October 2-4, 2024

    Sponsorship Info
  • "It is well-planned, well organized and manages to compact a lot of useful information and valuable insight into a short period"    Q4 BD Exec Attendee
At The Forum
Contact Us

The Q4 BD Exec Forum

The Q4 BD Exec Forum offers Broker/Dealer Executives the opportunity to meet with their peers and solution providers from innovative investment institutions and FinTech companies. 

Over the course of 2.5 days, attendees can participate in engaging roundtable discussions, hear from inspiring keynote speakers, and enjoy personalized, one-on-one meetings. The event also includes multiple networking opportunities, including an opening night cocktail reception and sponsor hosted dine around and dinner.

Trending Discussion Topics

Transition Strategies

Recruiting new Advisors each year is the lifeblood of your firm. In this session we will hear strategies for effectively transitioning new Advisors to your firm in the most compliant manner. 

Incorporating Alternatives

Alternative Investments are increasingly being adopted by Brokers/Dealers who are looking to expand investment offerings for their advisors. 

Hybrid Fiduciary Responsibilities

We all know, the financial services industry is subject to various regulations governing Reg BI and other Fiduciary requirements, such as privacy laws and accurate disclosures. 

This session we will explore strategies and tools to ensure compliance while advisors are communicating with clients, including secure messaging platforms, data protection measures, and compliance monitoring systems.

Who Attends

BD Home Office Execs

Technology Innovators

Investment Providers & Research Analysts

Past BD Attendees

At The Forum

The Format

Leadership Keynotes

This is your opportunity to listen-in on leading industry executives, view new and emerging products & services, and find out what the best are doing to excel in this new era of financial services. General Session presentations of 30-minutes each.                                

Peer-to-Peer Executive Panels

Your opportunity to start a dialogue with top performers to accomplish your meeting objectives. Peer-to-Peer Panel Discussion sessions will last approx. 40-minutes each. 

RelationshipBuilder™ events

Forums feature two RelationshipBuilder™ events to mingle with other attendees while enjoying great food & drink. Having fun together with new friends becomes the basis for new business relationships. 

PowerMatch™ Sessions

PowerMatch™ Sessions last approx. 20- minutes each and sponsors participate in multiple sessions. To help ensure that your meetings are as productive as possible—we’ll apply our unique iLike™ matching methodology to capture attendee interests and facilitate meaningful introductions. 


Marriott Riverwalk


889 E Riverwalk St
San Antonio, TX 78205
Contact Us

For general inquiries:

Please reach out to contact@finlocity.com

For press-related inquiries:

Please reach out to contact@finlocity.com

For programming-related inquiries:

Please reach out to alan.giancaterino@finlocity.com

For sponsor/attendee-related inquiries:

Attendees/Delegates: thomas@q4forums.com or ryan.metzler@finlocity.com

Sponsorship Opportunities: alan.giancaterino@finlocity.com or ryan.metzler@finlocity.com


The Finlocity Q4 BD Exec Forum, Website pages, and all associated content are solely intended for use by financial services professionals and solution providers. All other uses are prohibited without express written permission.