Q4 RIA ETS Forum
  • Network. Explore. Collaborate.
    Discover the latest in exchange traded securities, cryptocurrencies, and investment strategies.

    Charlotte, NC
    Fall 2025
    Sponsor Info
At The Forum
Contact Us

The Q4 RIA ETS Forum

The Q4 RIA Exchange Traded Securities Forum is an unparalleled opportunity for RIAs and Multi-Family Offices to connect and explore innovative publicly traded equities, asset managers, and supporting FinTech companies.

Over the course of the two-day event, participants will immerse themselves in thought-provoking roundtable discussions, gain invaluable insights from inspirational keynote speakers, and partake in personalized one-on-one meetings. Additionally, the event features multiple networking opportunities, including two exclusive cocktail receptions.

Event Focus

Exchange Traded Securities

Back Office Operations

Practice Management

Regulations & Compliance

Who Attends

Asset Managers


Multi-Family Offices

WealthTech Providers

At The Forum

The Format

Leadership Keynotes

This is your opportunity to listen-in on leading industry executives, view new and emerging products & services, and find out what the best are doing to excel in this new era of financial services. General Session presentations of 30-minutes each.

Peer-to-Peer Executive Panels

Your opportunity to start a dialogue with top performers to accomplish your meeting objectives. Peer-to-Peer Panel Discussion sessions will last approx. 40-minutes each. 

RelationshipBuilder™ events

Forums feature two RelationshipBuilder™ events to mingle with other attendees while enjoying great food & drink. Having fun together with new friends becomes the basis for new business relationships. 

PowerMatch™ Sessions

PowerMatch™ Sessions last approx. 20- minutes each and sponsors participate in multiple sessions. To help ensure that your meetings are as productive as possible—we’ll apply our unique iLike™ matching methodology to capture attendee interests and facilitate meaningful introductions. 




Charlotte, NC

Contact Us

For general inquiries:

Please reach out to contact@finlocity.com

For press-related inquiries:

Please reach out to contact@finlocity.com

For programming-related inquiries:

Please reach out to alan.giancaterino@finlocity.com

For sponsor/attendee-related inquiries:

Attendees/Delegates: ryan.metzler@finlocity.com

Sponsorship Opportunities: alan.giancaterino@finlocity.com or ryan.metzler@finlocity.com

Disclaimer: The Finlocity Q4 RIA Exchange Traded Securities Forum, website pages, and all associated content are solely intended for use by financial services professionals and accredited investors only. All other uses are prohibited without express written permission.