Finlocity

RESTREAM

“Impacts of Reg BI on Advisors" 

EXECUTIVE PANELISTS 

Vincent Micciche CEO, LifeMark Securities Corp.

Nancy Johnson Jones, Head of Advisory Compliance, Avantax WM

Peter Svorinic SVP & CCO, Moors & Cabot

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ON DEMAND 

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UPCOMING LIVE  SUMMITS



"Digital Assets

in 2021"

"Wealth Accumulation for Financial Wellness"

"Better Data 

Through Better 

Document MGMT

"Maintaining & Trading a Balanced Alts Portfolio"

"1:1 Digital Marketing for Proven ROI"

"Implementing Better Cybersecurity Controls”

"Making the Case for Alts in Today's

Market"

"Innovations in Portfolio Insight & Rebalancing"

"Best Practices for Using Tech in Your Practice"

"Oil & Gas 

Where Will It Go Next?"

"Building  Value with an Integrated Tech

Stack"

"Harvesting the Benefits of Next

Generation Smart Forms

"Straight-thru Processing 

for Alts"

"Using CRM as Your Golden Source of Data" 

"Reaching New Clients with End-to-End Marketing"

"Solving for Reg BI Compliance with Tech"

"New Era of Education Funding Strategies"

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